Compliance Officer at Norrenberger Financial Group

Key Focus Areas

• Support the interpretation and implementation of SEC rules, AML/CFT frameworks, and regulatory obligations across asset management and group functions.
• Monitor compliance with internal policies and procedures, identify control gaps, and recommend solutions to strengthen processes across departments.
•  Assist in developing and maintaining compliance policies, regulatory reporting frameworks, and staff awareness programs across the business.
• Review transaction processing, operational call-overs, reconciliations, and SOP compliance to ensure zero tolerance for breaches or financial losses.
• Promote compliance culture through onboarding and periodic training, while also monitoring adherence to corporate behavior and workplace standards.
• Liaise with regulators, risk and audit teams, operations, and other business units to ensure continuous alignment and compliance readiness.

Who Should Apply?

• Professionals with 3 – 8 years of experience in Compliance, Risk, Audit, Internal Control, or related fields within an Asset Management, Trustee, Pension, or Financial Services firm.
• Bachelor’s degree in Law, Finance, Accounting, Economics, or a related discipline.
• Certifications such as CAMS, CFE, CIS, or equivalent will be an added advantage.
• Solid understanding of Nigerian regulatory bodies including SEC.
• Strong attention to detail, problem-solving skills, and ability to work independently.
• Ability to interpret regulations and translate them into actionable internal procedures.