First Bank of Nigeria Limited (FirstBank) is Nigeria’s largest financial services institution by total assets and gross earnings. With more than 10 million customer accounts, FirstBank has over 750 branches providing a comprehensive range of retail and corporate financial services. The Bank has international presence through its subsidiaries, FBN Bank ...
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Provide support to Team Lead, SBU Compliance Monitoring for compliance monitoring plan across the
Strategic Business Units.
Assist in the review of the framework for ensuring prompt report renditions to regulatory authorities.
Assist in responding to regulatory enquiries and examination reports relating to the activities of Strategic
Business Units.
Continuous monitoring of the adherence to the Compliance policies, applicable legal and regulatory
standards, and assisting in enforcement as needed on SBUs.
Escalate recurring compliance issues/breaches to the Team Lead, Strategic Business Units Compliance Monitoring on monthly/quarterly for further follow-up and resolution /escalation.
Carry out and prepare investigation reports as the dictates of the compliance activities demands.
Participate in Compliance Risk Assessment workshop carried out by Compliance Conduct and Advisory Unit.
Carry out spot checks to test the effectiveness of processes/procedures put in place to ensure compliance with applicable laws, regulations and best practices.
Perform other duties and responsibilities as may be assigned.
JOB REQUIREMENTS
Education
First degree (or equivalent) in Law, Banking & Finance or related discipline
Experience
A minimum of 3 years’ experience working in compliance or related areas in financial services
Experience of implementing and advising on compliance programmes.
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