Senior Compliance Officer at Prudential Zenith Life Insurance

Key Responsibilities:

COMPLIANCE PLAN

• Work with the Head Compliance to develop, implement and monitor the

COMPLIANCE MONITORING FRAMEWORK (SUPPORT)

• Support team to develop a compliance monitoring framework and dashboard
• Support team to update the framework in the event of changes in the regulatory environment
• Periodic reporting to the COO on compliance matters and implementation of the compliance framework. 3. CUSTOMER CONDUCT RISK
• Work with the CCO to Support the regional initiative to review and improve customer lifecycle controls, including:
• Needs assessment, affordability assessment, welcome calls, customer retention

SUPPORT PREPARATION OF DRAFT

BOARD REPORTS

• Support collating information from relevant team members/staff and generate draft Board Compliance

NAICOM EXAMINATION

• Working with the CCO to coordinate collation of
• Sumit required reports within timelines to the Data Protection Commission
• Submission of required periodic reports to the Regional Office f. Conduct require PIAS
• Support in the delivery of compliance matters as may from time to time be delegated, relating to Conflict of Interest, AML/CFT, and Regulatory Compliance.

Qualifications:

• First Degree from a reputable higher institution (minimum of second class lower)
• The following qualifications are added advantage:
  • Masters degree in relevant field;
  • Designate Compliance Professional (DCP) from Compliance Institute of Nigeria (CIN)
  • Member, Association of Certified Anti-Money Laundering Specialists (ACAMS)
  • Certified Data Protection Officer

Experience:

• Minimum of 7 years total work experience (3 years must be in a financial institution as a compliance documents required by NAICOM Examiners and providing Competencies: the Examiners with required documents and information;
• Working with the CCO to review NAICOM Examination Reports:
• Preparing initial draft responses to Regulatory

POLICY REVIEW AND MAINTENANCE:

• Drafting and review of relevant policies
• Review of relevant regulations with a view to updating company policies.