Legal and Compliance Officer (with SEC License) at Tribest Coporate Support Ltd

Role Overview

• The Legal & Compliance Officer will be responsible for ensuring that Blackaion Capital Management Limited operate within the legal and regulatory frameworks governing their respective industries.
• This role will oversee compliance with financial regulations, corporate governance standards, contract management, regulatory licensing, operational compliance and risk management processes.

Responsibilities
Legal Advisory & Contract Management:

• Draft, review, and negotiate contracts, agreements, and other legal documents for both
• Blackaion Capital and Swap Station Mobility.
• Provide legal opinions on company operations, business transactions, and strategic initiatives.
• Ensure contract compliance with applicable laws, regulations, and internal policies.
• Support dispute resolution and litigation management when necessary.

Regulatory Compliance:

• Support and monitor compliance with SEC rules and regulations appliable to Blackaion Capital’s activities.
• Maintain an up-to-date knowledge of regulatory developments and proactively advice management on potential impact.

Governance & Risk Management:

• Support the development, implementation and monitor internal compliance policies and procedures.
• Support the management with governance matters, including shareholder agreements and corporate filings.
• Support compliance training for staff.

Stakeholder Engagement:

• Support / Act as liaison with regulators e.g CAC, SEC, PenCom, tax authorities etc.
• Manage relationships with external legal counsel when required.
• Provide compliance support to investors, partners and financial institutions during due diligence processes.

Qualifications & Requirements

• Bachelor’s degree in law (LLB) from a recognized university. Member of the Nigerian BarAssociation (Compulsory).
• 3 – 6 years post call experience in corporate / commercial law, preferably in finance, fintech, energy/transport sectors.
• Strong knowledge of SEC, CBN, and other regulatory frameworks applicable to financial advisoryfirms.
• Familiarity with infrastructure, renewable energy, or mobility regulations is an advantage.
• Experience drafting and negotiating contracts, policies, and regulatory submissions.
• Excellent research, analytical, and communication skills.
• High ethical standards, discretion, and attention to detail.

Skills & Attributes:

• Strong legal drafting and negotiation skills
• Regulatory compliance management
• Risk assessmentand mitigation
• Business acumen with cross-industry adaptability
• Stakeholder management
• Integrity and professional judgement.