Risk & Compliance Officer at SENCE Nigeria

Responsibilities

• Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds)
• Monitor client deposits to ensure compliance with anti-money laundering (AML) regulations.
• Prepare and dispatch periodic AML/CFT (Anti-Money Laundering/Combating the Financing of Terrorism) reports, ensuring adherence to regulatory requirements.
• Prepare and submit periodic returns to regulatory bodies such as the Securities and Exchange Commission (SEC) in a timely manner.
• Strive for zero regulatory infractions and fines by maintaining strict compliance with applicable laws and regulations.
• Review and update internal processes and procedures to align with changes in regulatory requirements and industry standards.
• Oversee compliance with the company's internal policies and procedures, ensuring consistency and adherence across all departments.
• Prepare comprehensive Risk Management & Compliance reports on a monthly basis, providing insights into key risk metrics and compliance activities.
• Maintain accurate records and documentation of all compliance-related activities and communications.
• Facilitate communication and cooperation with regulators, responding to inquiries and requests in a timely and professional manner.
• Conduct regular reviews of bank reconciliation statements and internal control reports to ensure accuracy, transparency, and adherence to established financial protocols.

Requirements

• Bachelor's degree (minimum 2nd Class Upper) or HND (Upper Credit) in Risk Management, Finance, or related field; a Master's degree or professional qualification is advantageous.
• Minimum of 5 years experience in risk and compliance in an investment management company, a capital markets firm, or a bank
• Preferably registered with the Securities and Exchange Commission (SEC) as a sponsored individual.
• Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU, and other agencies that regulate the Investment Management Industry
• Excellent analytical skills with the ability to assess risks and identify compliance issues.
• Effective communication and interpersonal skills, with the ability to interact confidently with regulators and internal stakeholders.
• Detail-oriented with strong organizational and documentation skills.
• Ability to work independently and collaboratively within a team environment.