Head, Compliance and Risk at Proworth Advisory Services

Responsibilities

• Defines the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.
• Develops the annual compliance work plan that reflects the organization's unique characteristics.
• Ensures periodical revising of the compliance plan in light of changes.
• Guides in a productive, professional way, the compliance department.
• Oversees and monitors the implementation of the compliance plan
• Interacts with regulators on compliance issues.  
• Coordinates efforts related to audits, reviews, and examinations.
• Ensures audit reports are in line with the IFRS 

Must Have

• Bachelor Degree or Higher  in Finance, Business or related field from an accredited university
• Professional qualifications like ACS, ACA, ACCA (Required)
• Possession of a higher degree such as an MBA or Master’s Degree is an added advantage
• Must be a current SEC Approved/Sponsored individual.

Key Requirements

• Proficient in the use of Microsoft Excel and experienced in establishing pro-active internal control measures and implementation of enterprise-wide risk management framework
• Monitor internal processes and process flow to ensure compliance
• Monitor transactions, identify and flag suspicious transactions (if any) and ensure prompt reporting to SEC/NFIU
• Ensure accurate preparation and timely submission/rendition of statutory returns - daily, monthly quarterly, bi-annual, and yearly reports/returns