Head of Risk and Compliance (Strategic Market Risk / Operational Risk / Credit and Compliance Risk / Anti Money Laundering / Counter Terrorism legislation) at CA Global

Duties and responsibilities

Risk Management:

• Develop appropriate Risk Management strategies/tools and disseminate appropriate risk management practices in line with developments in business products, change in clients, markets/industry, laws and regulations
• Oversee and enforce risk management policies, including Credit Manual, Anti-Money Laundering (AML) Manual and Policy, and monitor compliance with policies.
• Manage a comprehensive AML Compliance program for the company in line with local regulations and internal policy requirements; report quarterly to Board Audit Committee on AML
• Monitor and manage the performance and development of direct reports, by being the champion of risk management and improve management team understanding of key risk identification, assessment, monitoring and reporting and mitigation

Internal Controls Activities

Conduct analysis of operations of the company to identify risks and violation from set policies and standards and make recommendations for preventive actions such as:

• Portfolio behavior
• Systems of red flags
• Exceptional transaction reports
• Personnel rotations, etc.

Management of Methodology Function

• Ensure timely update of subsidiary internal regulations, manuals, instruction memos, etc. 
• Manage evaluation process of all subsidiary manuals annually to ensure completeness, accuracy and efficiency;

Manage Performance and Control of Internal Polices

• Develop and implement semiannual control work plan in collaboration with Africa Regional Internal Controls Manager;
• Develop and manage evaluation and reporting process for Internal Control & Risk Officers;
• Manage timely control activities for the Department based on the approved work plan and requests from subsidiary management board;