Operations and Compliance Officer at Comercio Partners

Job Description

• Ensuring adherence to SEC rules and guidelines for the SEC registered entities.
• Preparation and submission of regulatory reports to SEC as required
• Assist the Head of Operations in co-ordination of internal and outsourced support services
• Send periodic (daily, weekly, monthly) updates to the Head of Operations/Compliance on the state of affairs with regards to regulatory requirements and support services
• Ensure error free processing of expenses on Finark same day, proper filing of transactions and relevant documents same day.
• Reconciliation of Finark postings with supporting documents and bank statements.
• Liaison with Ackounting team on reconciliation process.

Qualifications

• Bachelor's Degree in any discipline preferably Business Management, Accounting, Economics or Finance related field.
• Minimum of 4 years’ experience working in a financial institution. Work experience in compliance will be an added advantage.

Competencies:

• Technical & Professional proficiency required: Strong organisational skills, Analytical Thinking, Problem Solving, project management experience.