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  • Posted: Sep 24, 2025
    Deadline: Not specified
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  • Elvaridah is a Business Development Company with the primary objective of working with businesses and business owners to start up their businesses, improve, differentiate or expand already existing ones.
    Read more about this company

     

    Compliance Officer (Securities Trading and Asset Management)

    Role Overview

    • The Compliance Officer will be responsible for ensuring that the company’s operations, investment products, and advisory services comply with applicable laws, regulations, and internal policies.
    • This includes oversight of regulatory filings with the Securities and Exchange Commission (SEC Nigeria), monitoring adherence to investor protection guidelines, and promoting a strong culture of compliance across the organization.

    Key Responsibilities
    Regulatory Compliance:

    • Ensure the company complies with all applicable laws, rules, and regulations issued by SEC Nigeria, NAICOM (if insurance-linked products), NSE, and other regulatory bodies.
    • Develop, implement, and regularly update the compliance framework, manuals, and policies to reflect current regulations and industry best practices.
    • Maintain awareness of new and pending regulatory developments that may impact the company’s operations.

    SEC Filing s Regulatory Reporting:

    • Prepare, review, and submit statutory filings with SEC Nigeria, including:
    • Periodic returns (monthly, quarterly, and annual filings).
    • Registration, renewal, and update filings for funds, schemes, and investment products.
    • Compliance certificates and reports in line with SEC rules and regulations.
    • Reporting of significant shareholding changes, corporate actions, or other mandated disclosures.
    • Maintain proper documentation and record-keeping for all filings and correspondence with SEC Nigeria.
    • Liaise with SEC officials and ensure prompt responses to regulatory inquiries, inspections, and audits.

    Internal Monitoring Controls:

    • Conduct periodic compliance risk assessments and internal audits to identify gaps and recommend corrective actions.
    • Oversee Know-Your-Customer (KYC) and Anti-Money Laundering (AML) processes, ensuring compliance with CBN and SEC AML/CFT guidelines.
    • Monitor investment portfolios and trading activities to detect and prevent market abuse, insider trading, and conflicts of interest.

    Advisory Training:

    • Advise management and staff on compliance requirements related to product development, marketing, and client engagement.
    • Deliver training programs to employees on regulatory obligations, ethical conduct, and internal compliance policies.
    • Provide ongoing guidance to investment, operations, and client service teams to ensure compliance integration.

    Reporting Governance:

    • Submit periodic compliance reports to the CEO and Board of Directors.
    • Act as the primary liaison with regulators, auditors, and external counsel on compliance matters.
    • Promote a culture of transparency, integrity, and ethical conduct within the organization.

    Requirements

    • Bachelor’s degree in law, Finance, Accounting, Economics, or related discipline (master’s or professional certification is an advantage).
    • Minimum of 5 years’ experience in compliance, legal, or regulatory affairs within an asset management, investment banking, or financial services firm.
    • Strong knowledge of SEC Nigeria rules, NSE regulations, and other relevant financial market guidelines.
    • Professional qualifications such as ICSAN, ICAN, CFA, or AML certification are highly desirable.
    • Excellent analytical, communication, and interpersonal skills.
    • High ethical standards, attention to detail, and ability to handle confidential information

    Core Competencies:

    • Strong regulatory knowledge and interpretation skills.
    • Ability to anticipate compliance risks and recommend preventive solutions.
    • Proactive engagement with regulators and stakeholders.
    • Integrity, diligence, and commitment to professional excellence.

    Salary
    N400,000 - N600,000 per month.

    Application Closing Date
    30th September, 2025

    go to method of application »

    Customer Service and Social Media Manager


    Location: Ososgbo, Osun
    Employment Type: Full-time

    Job Summary

    • We are seeking a highly motivated and versatile professional to oversee both customer service operations and social media management.
    • The ideal candidate will ensure excellent customer experiences while building and maintaining a strong online presence for the brand.

    Key Responsibilities
    Customer Service Management:

    • Lead and manage customer service operations across multiple channels (phone, email, chat, social media).
    • Handle escalated customer issues with professionalism and timely resolution.
    • Develop and implement customer service policies, processes, and KPIs to improve satisfaction.
    • Train, supervise, and motivate customer service representatives.
    • Gather customer feedback and provide insights to improve products, services, and processes.

    Social Media Management:

    • Develop and execute social media strategies to increase brand awareness, engagement, and conversions.
    • Manage content creation, posting schedules, and community engagement across platforms (Instagram, Facebook, Twitter/X, LinkedIn, TikTok, etc.).
    • Monitor trends, track analytics, and prepare performance reports for campaigns.
    • Respond to customer inquiries and complaints on social media in line with brand voice.
    • Collaborate with marketing and design teams to ensure cohesive brand messaging.

    Requirements

    • Bachelor’s degree in Communications, Marketing, Business Administration, or related field.
    • Proven experience in customer service management and social media management (2+ years preferred).
    • Strong communication, problem-solving, and interpersonal skills.
    • Proficiency with CRM tools (e.g., Zendesk, Freshdesk) and social media management tools (e.g., Hootsuite, Buffer, Meta Business Suite).
    • Ability to multitask, work under pressure, and deliver measurable results.
    • Creative mindset with a passion for customer satisfaction and digital engagement.

    Application Closing Date
    Not Specified. 

    Method of Application

    Interested and qualified candidates should send their CV and Portfolio to: careers@elvaridah.com using the Job title as subject of the mail.

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