Team Lead– SEC Regulated Issuing House Company at Stresert Services Limited

Job Summary:

The Team Lead will oversee the strategic and operational activities of the Issuing House, ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a profession with some experience in investment banking, capital markets, and regulatory compliance in Nigeria.

Key Responsibilities:

Strategic Leadership

• Develop and implement operational strategies aligned with the company’s goals and SEC regulations.
• Lead and manage the team of sponsored individuals and professionals involved in capital market transactions.

Capital Market Operations

• Oversee the structuring, packaging, and execution of public offerings, private placements, and bond issuances
• Coordinate the preparation of prospectuses, scheme documents, and other transaction-related materials.
• Liaise with regulatory bodies including SEC, NSE, and FMDQ for approvals and compliance.

Client Advisory

• Provide financial advisory services to corporate and government clients on capital raising and investment strategies.
• Develop tailored solutions for clients seeking equity or debt financing.

Compliance & Governance

• Alongside the Compliance Officer ensure full compliance with SEC’s Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines

Team Management

• Mentor and supervise sponsored individuals and junior staff.
• Foster a culture of professionalism, integrity, and continuous improvement.

Qualifications & Experience:

Educational Requirements

• Bachelor’s degree in Finance, Economics, Accounting, Law, or related field.
• Master’s degree or professional certifications (e.g., CFA, ACA, CIS) is an added advantage and SEC sponsored individuals is an added advantage.

Professional Experience

• Minimum of 4–10 years  experience in investment banking, issuing house operations, or capital markets
• Proven track record in managing public issues, private placements, and bond issuances.
• Experience working with regulatory bodies and understanding of SEC registration processes.

Regulatory Requirements

• Must have participated in multiple capital market transactions with documented evidence.

Skills & Competencies:

• Strong leadership and team management skills.
• Excellent analytical and financial modeling capabilities.
• Deep understanding of Nigerian capital market regulations.
• Exceptional communication and stakeholder engagement skills.
• Ability to manage multiple projects and meet tight deadlines.