Senior Compliance & Audit Manager at Proten

Job Summary

• We are seeking an experienced and detail-oriented Senior Compliance and Audit Executive to oversee internal audit activities, ensure regulatory compliance, strengthen internal controls, and support risk management initiatives across the organization.
• The ideal candidate will possess strong analytical skills, sound knowledge of audit processes, and the ability to identify operational gaps while driving compliance with company policies and statutory requirements.

Key Responsibilities

• Plan and execute internal audit assignments across business units and operational processes.
• Review financial, operational, and compliance procedures to ensure adherence to internal policies and regulatory standards.
• Identify control weaknesses, process gaps, and compliance risks, and recommend corrective actions.
• Prepare detailed audit reports with findings, risk assessments, and actionable recommendations.
• Monitor implementation of audit recommendations and follow up on corrective actions.
• Conduct compliance reviews to ensure alignment with statutory, regulatory, and industry requirements.
• Support the development and improvement of internal control frameworks and governance processes.
• Investigate cases of non-compliance, fraud, or operational irregularities where necessary.
• Collaborate with department heads to improve operational efficiency and risk management practices.
• Assist in preparing documentation and reports required for external
• audits and regulatory inspections.
• Maintain proper audit documentation and ensure confidentiality of sensitive
• information.
• Stay updated on changes in compliance regulations, audit standards, and industry best practices.

Requirements & Qualifications

• Bachelor’s Degree in Accounting, Finance, Economics, Business Administration, or a related field.
• Minimum of 5 years’ experience in Audit, Compliance, Risk Management, or Internal Control functions.
• Professional certification such as ACA, ACCA, CIA, or relevant compliance certification is an added advantage.
• Strong knowledge of audit procedures, internal controls, and regulatory compliance standards.
• Proficiency in Microsoft Office Suite, especially Excel and reporting tools.
• Strong analytical, investigative, and problem-solving skills.
• Excellent report writing and documentation skills.
• High level of integrity, confidentiality, and professionalism.
• Strong communication and stakeholder management skills.