Legal & Compliance Officer at UNOCASA Limited

Job Summary

• Are you a compliance-savvy legal professional with a deep understanding of the Nigerian capital markets?
• The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager. The role ensures compliance with SEC Nigeria rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
• The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).
• This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.

What You’ll Do

• Lead SEC regulatory filings (Daily, QMR, AUM, Annual)
• Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs)
• Act as the primary interface for SEC, NFIU, and CAC
• Drive the AML/CFT and KYC/CDD framework

What We’re Looking For

• LLB/BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking
• Proven track record of handling SEC Nigeria rules and filings
• High integrity and the ability to work independently in a fast-paced environment.