Alan & Grant, is a Human Resources and Business Advisory firm. By combining creative and strategic minds, we co-create relevant and impactful solutions to our clients.
...additionally, we are developing capabilities to create and manage a portfolio of HR & Enterprise Products aimed at enhancing employee performance, business agility and overall pr...
Read more about this company
Ensure all filings are prepared and filed appropriately as at when due to prevent fines and sanctions.
Monitoring and review of all payments and transactions emanating from the Company and to ensure source documents are provided.
Resolving client complaints in line with Compliant Management Framework
Review of existing Client records, proper documentation review of new clients and verification of legal documents
Periodic review and update of all internal processes across all departments to ensure they are in line with the approved Standard operational Procedure.
Preparation and presentation of Quarterly Risk & Compliance reports to the Board and Management.
Advising the Board and Management on Compliance & Risk matters and liaising with the Company Secretary on legal matters
Authorization, review, approval, booking & liquidation of investments based on agreed rates and consent from Clients
Requirements
A First Degree in Accounting or Economics
A Minimum of four (4) years in the Capital Market (preferably Fund Management & Investment Banking)
Compliance & AML Certifications will be an added advantage
SEC sponsored Individual is preferred
Excellent leadership and management skills with a track record of implementing compliance programs across large organizations.
Strong analytical, problem-solving, and organizational abilities.
Gmail
Yahoomail