Internal Auditor/Control at Amy Consulting

Key Responsibilities

• Internal Audit Execution: Plan and execute risk-based internal audits across all business units, including portfolio management, trading, operations, compliance, and finance.
• Control Systems Monitoring: Evaluate the adequacy, effectiveness, and efficiency of internal controls and propose practical recommendations for improvement.
• Regulatory Compliance: Ensure the company's adherence to all relevant SEC Nigeria rules and regulations, other financial services laws, and internal policies. Prepare the firm for routine and surprise regulatory examinations.
• Risk Assessment: Assist in the periodic group-wide risk assessment to develop the annual internal audit plan.
• Fraud Prevention & Investigation: Implement systems to deter fraud and conduct investigations into suspected irregularities as directed by the Board or COO.
• Reporting: Prepare clear, concise, and objective audit reports for the COO and the Board Audit Committee, highlighting findings, risks, and agreed action plans.
• Follow-up: Track and validate the implementation of management's corrective actions to address audit findings.
• Process Improvement: Act as a business partner to management by providing insights to enhance operational efficiency and control design.
• SEC Liaison: Serve as a key contact point on internal control and audit matters, supporting the company's status as a licensed entity.

Required Qualifications & Experience

• A minimum of a Second Class Upper Division (2:1) Bachelor’s degree in Accounting, Finance, Economics, Business Administration, or any related Social Science discipline from a federal or private university accredited by the National Universities Commission (NUC).
• Must be a registered SEC Sponsored Individual for the function of Internal Audit/Control or be in an advanced stage of the sponsorship process.
• Professional qualification such as ACA, ACCA, CIA, CISA, or CFE is a strong advantage.
• Minimum of 5 years of relevant experience in internal audit, control, or risk management, preferably within a SEC-regulated entity (Asset Management, Investment Banking, Stockbroking, etc.) or a reputable financial services firm.
• In-depth knowledge of the SEC Nigeria Rules & Regulations, IFRS, and the Nigerian financial services regulatory landscape.
• Proven experience in drafting internal audit reports and presenting to senior management and Board Committees.
• High proficiency in MS Office Suite and audit management software.

Competencies & Skills

• Unquestionable Integrity and Professional Ethics: Must be objective, independent, and courageous in reporting findings.
• Analytical & Critical Thinking: Strong ability to analyze complex processes, identify control gaps, and assess risk.
• Meticulous Attention to Detail.
• Excellent Communication & Interpersonal Skills: Ability to communicate effectively with all levels of staff, management, and the Board.
• Proactive and Results-Oriented.
• Discretion: Ability to handle confidential information with the utmost discretion.