Head of Internal Audit at CapitalSage Technology Limited

Principal Responsibilities

• Plan, execute and report on operational, financial, regulatory and compliance related audits/review across CapitalSage’s business operations.
• Drive compliance with policies, procedures, regulations and statutory requirements that impact on the Company’s operations
• Provide overall guidance, leadership support and strategic direction to the Internal Audit team towards alignment with overall goals and objectives of the organisation
• Prepare periodic reports and perform other duties as required by the
• Group Head, Audit, Managing Director and/or Board of Directors

Audit

• Provide assurance to the management and board of CapitalSage on the design and operating effectiveness of internal controls across the Company’s business operations
• Develop a risk-based Internal Audit Plan annually, detailing areas of the business to be audited for review by the Group Head Audit
• Review the audit universe and strategy as required by changes in the businesses and revised risk assessment
• Review and update the Internal Audit Charter periodically
• Drive the team to implement the audit plan and strategy towards provision of independent assurance to management and the Board of Directors on the operating and design effectiveness of internal controls
• Design, implement and continuously review internal audit procedures to cover functional areas/inter-company relationships and/or transactions
• Drive IT Audit across applications, databases, operating systems, infrastructure, and networks including for example Windows; Linux; Oracle DB; MSSQ, etc.
• Conduct reviews of audit reports and work papers ensuring professional standards are not compromised and that conclusions are adequately supported
• Articulate strategy towards monitoring of action plans by auditees towards timely resolution of investigated items, audit/review points and other key exceptional issues/matters
• Conduct spot checks and special investigations as required
• Perform Information Systems audits and reviews
• Provide quality assurance over information systems and applications across the group

Risk Management

• Interpret relevant standards and regulatory requirements in areas of operational risk, and recommend controls or policy requirements for all aspects of the business
• Advice the organisation, management and the Board on good governance and best practices
• Interpret and analyse reports/data/information to identify possible risk exposure and mitigation measures

Compliance

• Develop and audit work program towards assessment of the regulatory compliance levels across the business
• Identify gaps that relate to the compliance function and communicate to stakeholders of the organisation
• Assess the standardization of control processes and practices, as well as application of relevant control tools and techniques within the organisation
• Investigate compliance breaches and propose remedial actions