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  • Posted: Jun 2, 2025
    Deadline: Jun 30, 2025
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  • Vision To develop professional leaders. Mission To promote and protect the interests of the securities and investment profession by upholding the highest standards of service and integrity. Core Values We embrace the following values to help fulfill our mission: Professionalism : We seek to achieve the highest level of professionalism in all activi...
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    Head, Legal & Ethical Compliance Services

    • The Chartered Institute of Stockbrokers (CIS), Nigeria’s foremost professional body for securities and investment professionals, seeks a dynamic Legal & Compliance expert to join its leadership team as Head, Legal & Ethical Compliance Services.

    ABOUT THE ROLE

    • Reporting to the Registrar/Chief Executive, this strategic role ensures legal and ethical governance across the Institute, safeguarding its integrity, ensuring regulatory compliance, and promoting professional ethics.

    KEY RESPONSIBILITIES

    • Provide expert legal counsel, draft/review contracts, manage litigation, and interpret laws affecting CIS
    • Champion ethical practice; review and enforce the Code of Ethics and handle disciplinary matters
    • Oversee compliance with legal/regulatory requirements; implement risk-mitigation frameworks
    • Serve as Secretary to the Investigating Panel and Disciplinary Tribunal

    QUALIFICATIONS

    • LLB, BL (qualified to practice in Nigeria); LLM in Securities Law/Financial Regulation an advantage
    • Min. 10 years post-call experience, 5+ years in senior legal/compliance roles (preferably financial services)
    • Knowledge of capital market laws, corporate governance, regulatory filings
    • Certifications in Compliance, Ethics, or Governance are a plus
    • Must hold a current practicing license

    IDEAL CANDIDATE

    • Strong knowledge of capital market legal frameworks
    • Excellent drafting, advisory & stakeholder engagement skills
    • High integrity, attention to detail, and ethical leadership
    • Demonstrated success managing legal risk and compliance frameworks

    Check how your CV aligns with this job

    Method of Application

    Apply via: jobvacancies@cisinigeria.org | Subject: Application for HLECS

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