Compliance and Internal Control Officer at Alan & Grant

Industry: Financial Services

Job Summary

• The Compliance and Control Officer is responsible for the development, review and implementation of Compliance Policies and standards and ensuring consistent application across the Group.

Duties & Responsibilities

• Establish operating framework for the identification, management, monitoring and reporting of Compliance risks and issues to the Board and Executive Management.
• Develop, implement, and maintain the Group’s Anti Money Laundering and Compliance Programs.
• Develop, implement, and maintain the Group’s Anti Money Laundering and Compliance Programs.
• Responsible for ensuring that the Group’s operating framework meets internal and regulatory requirements.
• Responsible for ensuring that the Group’s operating framework meets internal and regulatory requirements.
• Responsible for ensuring that the Group’s operating framework meets internal and regulatory requirements.
• Examination and evaluation of the adequacy and effectiveness of the Group’s internal control systems.
• Review of the management and financial information systems and the electronic information system.

Requirements

• Bachelor's Degree in Accounting, Economics, Finance, Business Administration or Law
• ICAN, ACCA or  MBA or Master’s in Law.
• Minimum of seven (7) years’ experience in compliance experience preferably within the Investment Industry.
• Experience in assisting with the implementation of risk-based compliance policies, procedures, and guidelines.