First Ally Capital was incorporated on May 20, 2014 as an Issuing House and Financial Advisory firm, with an authorized share capital of N2.5 billion, and an issued and fully-paid up capital of N1.9 billion. The Firm was licensed by the Securities and Exchange Commission on November 20, 2014.
The firm commenced operations at a very significant point in the evolution of the Nigerian financial services industry and has leveraged its solid capital base and the excellent track-record and credentials of its team, directors and shareholders. The team behind the firm have been involved in various transactions ranging from Issuance of bonds, raising equity capital, mergers and acquisition, restructuring to project advisory services.
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Our company is searching for a motivated and experienced Internal Control and Compliance Officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.
The ideal candidate will be professional, highly-analytical, and possess excellent written, mathematical and verbal communication skills. To prosper in this role, you should be fluent in risk management and our industry’s principles.
Responsibilities
Implement and manage an effective legal compliance program.
Develop and review company policies.
Advise management on the company’s compliance with laws and regulations through detailed reports.
Create and manage effective action plans in response to audit discoveries and compliance violations.
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk.
Assess company operations to determine compliance risk.
Ensure all employees are educated on the latest regulations and processes.
Resolve employee concerns about legal compliance.
Monitoring compliance to company’s policies and procedures for operational activities.
Ensures operational efficiency is achieved and improved upon.
Conducting review of transactions by assessing risk and compliance with financial regulations.
responsible for enforcing the internal control policies of the firm and monitoring of compliance with the policies and regulatory compliance at Branches of the Bank
Requirements
Bachelor's degree in Accounting.
Chartered Accountant
5 -7 years’ proven experience in a compliance officer role in Investment or Financial sector.
Good knowledge of auditing requirements and procedures.
Gmail
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