Head, Risk & Compliance at OutsideinHR Limited

Purpose

• Developing compliance policies and procedures, reviewing company policies and processes, internal audits and advising management on possible risks (Operational, Technology, Market & Credit Risk etc.).
• Overseeing and managing compliance for the Company and ensuring compliance with all statutory and regulatory requirements as well as internal policies and procedures by all units/employees.

Deliverables
Compliance:

• Ensuring compliance with the relevant Anti-Money Laundering and Combating the Financing of Terrorist (AML/CFT) and related activities legislations.
• Tracking and resolving all KYC/AML/CFT issues identified in both external and internal examinations/inspections within agreed timelines.
• Handling Know Your Customer (KYC) requirements and issues, and ensuring all Agents acquired are KYC compliant.

Risk Management:

• Working with the Management in defining the business’ risk tolerance; that is establishing the level of risk the company are willing to take.
• Designing and implementing an overall risk management process for the business, and setting overall policies and standards, including creating business continuity plans to limit risks.

Reporting:

• Preparing monthly compliance report highlighting the compliance issues. Risk reporting to senior management and other stakeholders.
• Conducting policy and compliance audits, which will include liaising with internal and external auditors
• Data Analytics: Coordinate the collection of risk information from source systems, departments, and reporting. Analyse the data and apply to various key risk areas to update the risk profile.
  

Qualification

• Bachelor's degree in Finance, Economics, Industrial Engineering, Accounting or courses with risk management content.
• An advanced Degree in Finance or an MBA is strongly ideal

Experience:

• 7-10 year+ working experience in Compliance/Audit/Legal/Internal Controls role.
• Prior experience is essential in facilitating judgment related decisions and implications of risk within a commercial business