Internal Control Manager at SIAO

Job Responsibilities

• Coordinate the Risk Control Self-Assessment (RCSA) process with inputs from all departments and ensure compliance.
• Evaluate the effectiveness of controls in meeting business and control objectives.
• Identify and document control weaknesses and propose practical and value-added recommendations to provide evidential support for findings.
• Coordinate the timely clearance by relevant departments of all gaps reported by the Internal and External Auditors.
• Produce a monthly Internal Control Report, issues flagged and prioritize improvement opportunities to Exco.
• Ensure that the Internal Control aspects of the Operational Risk Policy are adhered to.
• Promoting staff knowledge and compliance accordingly, while recommending Policy updates where required based on best practices and changing circumstances.
• Working with client’s personnel to ensure review and implementation of departmental SoPs per the existing firm-wide activity task list and associated gap analysis.

Job Requirement:

• Relevant qualifications in ACA, ACCA, and CIA
• Minimum of 10 years experience in internal control/audit
• Hands-on experience with Issuing houses in capital markets, structured finance deals, and infrastructure sector transactions.
• Financial Service, Investment/Assets Management industry knowledge and experience is a plus.
• Excellent communication and writing skills
• An understanding of the industry and business models and the ability to communicate business strategies to stakeholders.
• Attention to detail and ability to deliver high-quality work products.