Financial Compliance Officer at Xcene Research

Job Purpose

• We are seeking a highly skilled and experienced Financial Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our financial operations comply with relevant laws, regulations, and internal policies. The successful candidate will report to the Head of Compliance/Chief Financial Officer.

Key Accountabilities

• Regulatory Compliance: Ensure compliance with financial regulations, including anti-money laundering (AML), know-your-customer (KYC), and financial sanctions.
• Risk Management: Identify, assess, and mitigate financial risks, including market risk, credit risk, and operational risk.
• Financial Reporting: Ensure accurate and timely financial reporting, including preparation of financial statements and regulatory reports.
• Internal Controls: Design, implement, and maintain internal controls to ensure financial transactions are properly authorized, recorded, and reported.
• Audit and Compliance Testing: Conduct regular audits and compliance testing to ensure adherence to financial regulations and internal policies.
• Training and Awareness: Provide training and awareness programs to employees on financial compliance and regulatory requirements.
• Compliance Monitoring: Continuously monitor financial transactions and activities to identify potential compliance risks.

Skills

• Strong knowledge of financial regulations and compliance requirements.
• Excellent analytical, problem-solving, and communication skills.
• Ability to work in a fast-paced environment and prioritize multiple tasks.

Nice to Have:

• Industry Experience: Experience working in the financial services industry.
• Technical Skills: Proficiency in financial software and systems, such as accounting and compliance systems.

Education and Qualifications

• Education: Bachelor's degree in Finance, Accounting, or related field.
• Experience: Minimum 5 years of experience in financial compliance, risk management, or auditing.
• Certifications: Relevant certifications, such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Compliance Professional (CCP).