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  • Posted: Jun 20, 2022
    Deadline: Jun 24, 2022
  • DynamicPlus Advisory is a professional consultancy that provides strategic and cost effective business solutions to start-ups as well as small and medium sized businesses by Studying their businesses, understanding their individual needs, and providing them with the necessary customized solutions to their Human Resources needs. DynamicPlus was born out of...
    Read more about this company


    Compliance Officer

    Job Description

    • Keep the business abreast of any regulatory developments and industry best practices and assessing the impact on current procedures, as well as ensuring that necessary changes are implemented
    • Develop and implement an Annual Compliance plan.
    • Liaise with Industry Regulators and other agencies and respond to regulatory enquires, findings and deficiencies.
    • Carry out Compliance reviews and Compliance monitoring activities.
    • Monitor the resolution of Clients’ complaints.
    • Provide assistant to respective units for purpose of compliance with applicable statutory, regulatory and supervisory requirements.
    • Ensure no fine/censure from Regulatory authorities.
    • Improvement in the compliance culture, enterprise-wide


    • Candidates should possess a Bachelor's Degree, HND
    • Minimum of 4 years relevant experience in Capital Market.
    • Registration as a sponsored individual with the Securities and Exchange Commission.
    • A professional qualification is desirable.
    • Law Degree is an added advantage.

    Core Competencies:

    • A general knowledge and understanding of the Nigerian Capital market.
    • General familiarity with laws and regulations governing financial institutions.
    • In-depth knowledge of the legislation, rules and regulations which relates to financial services, especially Nigerian Capital Market.
    • Technical proficiency in the development and implementation of Compliance programmes.
    • Ability to provide technical guidance and direction in Compliance as relates to financial services, especially Capital markets.
    • Ability to engage with regulators and law enforcement agents.
    • Effective communication, organizational and time management skills.
    • Proficiency in Microsoft Office Applications.
    • Business Awareness.

    Method of Application

    Interested and qualified candidates should send their Resume to: using the Job Title as the subject of the mail.

    Note: Only qualified candidates will be contacted.

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