Compliance Officer at Buzz Technics

Key Responsibilities

• Implement methodologies for identifying, assessing, monitoring, controlling and reporting compliance risks. Agree on the type and frequency of monitoring in relation to the bank’s scale of the activity.
• Ensures company-wide compliance with established policies and controls and ensures that violations are thoroughly investigated.
• Domiciliary Accounts monitoring.
• Review the entire bank clearing cheque report for kitting.
• NFIU/EFCC/CBN enquiries.
• Regulatory reporting to NFIU.
• CBN returns on Whistleblower & SDN list.
• FIRS from CDM.
• Monitoring of KYC/Account Opening Documentation.
• Creation of awareness/training on KYC/AML/CFT.
• Branch visitation to ascertain adherence to KYC.
• Monitoring of regulatory renditions.
• Review of transactions & identify exceptions.
• Review of Savings Account to identify overdrawn accounts and transactions of N1 million & Above.
• Identify and review rules on PRM and advising management for approval.
• Preparing KYC and AML Risk matrix for the bank along product, customer, business and location lines and assigning these to Team Leads for monitoring.
• Perform other functions as delegated by the Group Head, Conduct and Compliance.

Qualifications & Experience

• A good First Degree in any discipline.
• Minimum of 6 years post qualification experience in Compliance & Internal Control within the Financial Services Industry.
• M.SC.
• Recognized professional certification such as CFA, CIS, ACCA, ACA, CFP, CFE, ACAMS, IT Certifications, etc.