Compliance and Risk Analyst at Comercio Partners

Responsibilities:

• Obtain, analyse and evaluate accounting documentation, previous reports, review of all transactions to ensure completeness, accuracy, validity and reliability of financial records.
• Provide reasonable support to determine internal audit scope and develop annual audit plans.
• Review of all postings by Finance, asset management postings on Symplus to ensure they are done timely and in line with relevant accounting principles.
• Ensure the Asset Register is reconciled monthly and updated on the system with a view to agree physical records with system records.
• Ensure there are no control breaches and operational risks as it relates to safeguarding and protection of Company’s Assets by Operations /Admin. Units.
• Monitoring of all Bank Accounts to ensure there is approval & proper documentation of all transfers and payments processed by Operations.
• Tracking evidence of Monthly Bank Reconciliation Statements with GL records in line with the Company Policy to ensure all transactions are captured on the system appropriately.
• Ensure all CP trading deals or trades are booked on TIMS and they must be authorized at front office and back office same day.
• Daily review of all high-risk business units and prompt escalation of all risk issues and breach of company policies.

Requirement:

• Bachelor’s degree in any discipline preferably Accounting, Business management or related field.
• A minimum of 3 years’ experience in Market Risk Analysis 
• ICAN/ACCA/ACA or part-time qualification is an added advantage.