Regulatory Compliance Officer (RCO) at Roqqu Nigeria Limited

Job Description

• The Regulatory Compliance Officer is responsible for supporting the company’s adherence to relevant financial regulations. 
• This role involves assisting with regulatory license maintenance, liaising with regulators, and helping ensure compliance with evolving regulatory frameworks.

Responsibilities

• Assist in monitoring compliance with applicable laws, regulations, and guidelines.
• Support compliance risk assessments and audits under the guidance of senior team members.
• Help implement and maintain compliance policies and procedures.
• Support the preparation and submission of regulatory reports and filings.
• Assist in responding to routine regulatory inquiries and examinations.
• Maintain records of communications with regulatory bodies.
• Help maintain and renew regulatory licenses and certifications.
• Track deadlines for license renewals and ensure documentation is up to date.
• Assist in organizing compliance training sessions for employees.
• Help disseminate updates on regulatory changes and compliance requirements.
• Assist in drafting and updating compliance policies and procedures.
• Ensure compliance documentation is organized and accessible.
• Support the investigation and resolution of compliance-related issues or complaints.
• Document incidents and assist in preparing reports for senior management.

Requirements

• Candidates should possess a Bachelor's Degree qualification.

Experience:

• Regulatory compliance, finance, or a related area: 2 years (Required)