Junior Associate, Risk and Compliance at Duplo

The Risk and Compliance Associate will provide KYC-related compliance advisory support on matters involving the Global KYC Standards and local KYC requirements, including policy interpretations, and clarifications on customer due diligence, change requests, and manage correspondence with law enforcement agencies.

Key Responsibilities

• Verify customer identities and documentation during the onboarding process to prevent fraud and ensure regulatory compliance.
• Conduct enhanced due diligence for high-risk customers or accounts as required.
• Monitor changes in regulatory requirements and recommend updates to the KYC processes accordingly.
• Perform continuous transaction monitoring to identify unusual or suspicious activities
• Manage correspondence with Law Enforcement Agencies 
• Liaise with account managers, back office and front staff with regards to accounts review and refresh
• Monitor incoming and outgoing transactions, identifying risks related to money laundering and terrorist financing.
• Contribute to the continuous improvement of internal processes related to regulatory compliance
• Collaborate with other departments to ensure operations adhere to internal policies and external regulations.