Internal Control Officer at Norrenberger Financial Group

Job Summary

As an Internal Control Officer, you will evaluate, monitor and ensure effectiveness of the organization’s internal control systems to safeguard assets and mitigate risks.

Requirements

• Support the review of the management and financial information systems and the electronic information system.
• Liaise with Risk Management, Audit and FINCON to review the accuracy and reliability of the accounting records and financial reports
• Review of the systems established to ensure compliance with legal and regulatory requirements, codes of conduct and the implementation of policies and procedures.
• Ensure effective security measures are in place to protect customer data and transactions.
• Assist in ensuring transactions are processed in line with mandates and approved policies/ Zero tolerance for breaches to customer data and transactions.
• Support monitoring and enforcement of daily posting of operations department transactions.
• Continuously monitor organization wide compliance with internal operational procedures and SOPs
• Support daily call over of all transaction postings to ensure error free posting.
• Monitor and ensure zero financial losses due to internal control lapses.
  Ensure effective security measures are in place to protect customer data and transactions.
• Ensure transactions are processed in line with mandates and approved policies/ Zero tolerance for breaches to customer data and transactions.
• Monitor and enforce daily posting of operations department transactions/ Zero tolerance for unauthorized posting on a daily basis.
• Review reconciliation controls on all accounts, inter branch, intercompany accounts and portfolio/Identify exceptions and ensure rectification/Zero tolerance for neglecting exceptions.
• Continuously monitor organization wide compliance with internal operational procedures and SOPs
• Conduct daily call over of all transaction postings to ensure error free posting/ Call overs must be conducted by 10:00am of the day after the posting date/ Zero tolerance for posting with errors.
• Continuously review business process risks and proactively establish appropriate mitigating controls
• Generate various report as may be required for Management, Board and External users

Requirements:

• Minimum of a bachelor’s from an accredited University.
• Other additional qualifications e.g. ACCA, ICAN, etc.
• Minimum of 3 years' experience in Internal Control, preferably in the financial services industry.