Compliance Officer at TAC Professional Services

Our client who is one of foremost financial and professional services providers in Nigeria is presently looking for the service of a Senior Accountant.

Renumeration: 3.5M-4.5M Per annum 

JOB DESCRIPTION

• Keep the business abreast of any regulatory developments and industry best practices and assess the impact on current procedures, as well as ensure that necessary changes are implemented
• Develop and implement an Annual Compliance plan.
• Liaise with Industry Regulators and other agencies and respond to regulatory inquiries, findings, and deficiencies.
• Carry out Compliance reviews and Compliance monitoring activities.
• Monitor the resolution of Clients’ complaints.
• Provide assistance to respective units for purpose of compliance with applicable statutory, regulatory, and supervisory requirements.
• Ensure no fine/censure from Regulatory authorities.
• Improvement in the compliance culture, enterprise-wide

CORE COMPETENCIES:

• A general knowledge and understanding of the Nigerian Capital market.
• General familiarity with laws and regulations governing financial institutions.
• In-depth knowledge of the legislation, rules and regulations which relate to financial services, especially the Nigerian Capital Market.
• Technical proficiency in the development and implementation of Compliance programs.
• Ability to provide technical guidance and direction in Compliance as relates to financial services, especially Capital markets.
• Ability to engage with regulators and law enforcement agents.
• Effective communication, organizational and time management skills.
• Proficiency in Microsoft Office Applications.
• Business Awareness.

QUALIFICATIONS

• Minimum of 4 years relevant experience in the Capital Market.
• Registration as a sponsored individual with the Securities and Exchange Commission.
• A professional qualification is desirable.
• Law degree is an added advantage.