Compliance Officer at PalmPay

Job Responsibilities

• Conduct the SEC-required annual review of the company’s AML/CFT, Code of Ethics policies and compliance manuals & procedures, including testing of the policies and procedures and participates in the drafting of the report to management regarding the same.
• Design and implementation of the annual Compliance Program.
• Drive the automation of the Compliance Monitoring Process
• Review, maintain, and update the company’s regulatory filings, including those with the SEC.
• Dissemination of regulatory framework, circular and guidelines and monitor implementation.
• Provide guidance to the business as necessary on compliance, client guideline interpretation and regulatory issues.
• Review marketing materials and investor communications to ensure compliance with relevant laws and regulations.
• Work with SEC officials on regulatory related inquiries and examinations
• Manage the identification, communication and tracking of regulatory changes and analyze the impact of such changes for the company
• Continuously review current policies, procedures, and surveillance activities to seek to modify and improve the compliance function.
• Conduct employee training with respect to the compliance program.

Education / Experience

• Minimum of a First Degree in Sciences, Management Sciences, Business or Finance related.
• Minimum of 5 years cognate experience in Compliance discipline is required.
• Must be SEC Sponsored Individual.

Job Attributes (Skills):

• Great communication and interpersonal skills.
• Relationship-building skills.
• Strong analytical skills.
• Leadership skills demonstrated by coaching junior members of the team.
• Attention to details and highly organize.
• Accountability, integrity and ability to take ownership and initiative.
• Understanding of the dynamics of the Nigerian and global economy.
• Customer focus.
• Strong analytical skills.
• Ability to multitask and approach problems from multi angles.