Compliance Officer at First Marina Trust Limited

Job Description

• To ensure that the issues relating to ethics and compliance are evaluated, monitored, managed, and resolved in an appropriate manner.
• To put in place monitoring programs to measure efficiency and identify places for improvements.
• To identify and assess the main Compliance risk issues facing the company and the plans to manage.
• To report to the Board and Management Compliance risk, in such a manner as to assist the Board members to make an informed judgment/decision
• To report to the management / compliance committee on any material Compliance failures (e.g. failures that may attract a significant risk of legal/regulatory sanctions, material financial loss or loss to reputation
• To have free access to information and personnel necessary to carry out responsibilities effectively and the corresponding duty of the staff to co-operate in supplying this information
• To advice Management on the Compliance laws, rules and standards as it relates to a financial organisation.

Requirements

• B.Sc / BA in Law, Finance, Business Administration or a related field
• Professional certification (e.g. Certified Compliance & Ethics Professional (CCEP)) is a plus
• Proven experience as a Compliance Officer
• Knowledge of legal requirements and controls (e.g. Anti- Money Laundering, or AML)
• Familiarity with industry practices and professional standards
• Excellent communication skills
• Integrity and professional ethics.