Compliance Officer at Dragnet Nigeria

Job Summary

• Our client is currently looking for a talented and experienced Compliance Officer to join its executive team and help drive its continued growth and success.
• The Compliance Officer will be responsible for ensuring that the company adheres to regulatory requirements and industry standards related to financial services.
• The ideal candidate will have experience in the financial services industry and a strong understanding of regulations and compliance requirements.

Key Responsibilities

• Developing and implementing compliance policies and procedures to ensure that the company meets regulatory requirements and industry standards.
• Reviewing and monitoring compliance with applicable laws, regulations, and policies, and ensuring that corrective actions are taken as needed.
• Conducting regular compliance risk assessments and identifying potential areas of risk for the company.
• Providing training to employees on compliance issues, including regulatory requirements and industry standards.
• Conducting investigations and responding to inquiries related to compliance issues.
• Collaborating with other departments to ensure compliance with all relevant laws and regulations.
• Keeping up-to-date with changes in regulatory requirements and industry standards, and making recommendations for changes to policies and procedures as needed.

Qualifications

• Bachelor's Degree in a relevant field such as Business, Finance or Law.
• 3-5 years of experience in compliance, risk management, or a related field.
• Strong understanding of regulatory requirements and industry standards related to financial services.
• Excellent analytical, problem-solving, and decision-making skills.
• Strong communication skills, both written and verbal.
• Ability to work independently and as part of a team.
• Detail-oriented with the ability to manage multiple projects simultaneously.

Preferred Qualifications: 

• Experience working in a fintech company or other financial services industry.
• Professional certification in compliance or risk management (e.g. CRCM, CFA, CAMS).
• Knowledge of relevant regulations, such as SEC.
• Note: Only successful applicants will be contacted.