Collateral Management Officer at Alfred & Victoria Associates

Job Objectives

• To ensure that the processing of lien (pledge), margin, securities lending and other collateral management task are promptly and efficiently executed to preserve customers’ confidence and satisfaction.

Duties & Responsibilities

• Responsible for Central Securities Depository (CSD) Lien/pledge account management. Create and release lien; produce lien advice; generate, analyze, and disseminate lien information (reporting) to stakeholders.
• Margin Lending administration. Create Margin account; onboard and offboard clients; detach shares; generate analyze and disseminate information (reporting).
• Process and execute Securities Lending and Borrowing (SLB) transactions. Detach shares to and from Lender, Agent pool and borrower account.
• AMCON account management. Perform AMCON global search; detach shares to and from obligors, AMCON collateral, proprietary and trading accounts.
• Attends to enquiries and complaints from investors, lenders, stakeholders, and regulators.
• Perform ad-hoc tasks as assigned by Unit/Departmental Head.

Job Requirements

• Minimum of a First Degree in Economics, Accounting, Finance, Business Administration or any related discipline from a reputable institution.
• Relevant professional certification is an added advantage.
• Minimum of 1 year post-graduation experience in an Operations role in the Capital Market or any other Financial Service sector.
• Highly proficient in the use of Microsoft Excel, PowerPoint and analytical tools.

Skill / Competencies:

• Business & Industry Knowledge.
• Service Delivery & Client Experience.
• Operational Efficiency.
• Business Process Optimization/ Improvement.
• Regulatory Awareness & Compliance.
• Highly proficient in the use of Microsoft office.
• Excellent communication skills.
• Analytical Skills.
• Problem Solving.
• Strong client relationship management.