Compliance, KYC and AML Auditor at CITIBANK

Key Responsibilities:

•     Performs moderately complex audits related to Compliance and KYC, AML and Sanctions in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions.
•     Completes assigned audits within budgeted timeframes, and budgeted costs.
•     Provides coaching to team members in all phases of the audit process.
•     Monitors the risk environment and assesses the emerging risks through the Business Monitoring process.
•     Recommends appropriate and pragmatic solutions to risk and control issues.
•     Applies knowledge of key regulations to influence audit scope.
•     Develops effective line management relationships to ensure strong understanding of the business.
•     Pro-actively develops automated routines to help focus audit testing.
•     Contributes to the development of audit processes improvements.
•     Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business.

Desired Skills and Experience

•     BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus.
•     Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables.
•     Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views.  This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style.
•     Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
•     Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Financial Service Industry, especially those associated with the Compliance, KYC, AML and Sanctions space.
•     Knowledge of financial services KYC, AML and Sanctions regulations, standards, and standard business internal policies as they apply to a large global financial institution.
•     Greater than 7 years of experience in areas related to banking regulations, Compliance / AML programs, local standards, and internal policies