Staff, Regulatory Compliance at Ernst and Young

Requisition ID: 1696410

The Opportunity

• As a Regulatory Compliance Associate, you will be a part of our Regulatory and Company Secretarial team. 
• You will be part of a team who identifies planning opportunities to help clients fulfill compliance responsibilities, avoid penalties as well as minimize compliance burdens.
• This position offers excellent opportunities for teaming, learning, and career growth to the right candidate.

Role Summary

• As an Associate, you will support the delivery of company secretarial, corporate governance, and regulatory compliance services to clients, ensuring alignment with applicable regulatory frameworks and internal quality standards.

Your Key Responsibilities

• Assist in company secretarial, regulatory compliance and governance support, including:
  • Preparation of board and shareholder meeting documentation
  • Maintenance of statutory registers and corporate records on clients’ behalf
  • Filing of relevant periodic returns with relevant regulatory bodies
• Support regulatory filings with relevant authorities (e.g., CAC, FRCN, NIPC, NRS, IID, SEC)
• Conduct regulatory research and support the development of client-ready materials
• Assist in preparing and updating compliance calendars and trackers
• Support the execution of corporate actions on clients’ behalf,
• Maintain accurate client documentation and engagement files
• Provide administrative and operational support to engagement leads.

To Qualify for the Role, you must have:

• LL.B and B.L (with a minimum of 2nd Class/Upper Division)
• Minimum of 3 years relevant regulatory compliance experience or equivalent experience
• Excellent research skills, with an ability to write persuasive reports. 

The ideal candidate should have the ability to:

• thrive in a fast-paced, professional services environment, and be
• Mature, proactive, committed, highly motivated and driven team player.

What we look for:

• We're interested in strong team players who support their colleagues in reaching their goals while also considering their own workload and development.
• We're looking for people with a genuine passion for regulatory compliance skills and are inspired to help the world's leading multinational organizations meet complex regulatory obligations around the world.
• If you have the confidence to speak up and influence a team that affects big businesses worldwide, this role is for you.

Skills and Attributes for Success:

• Strong attention to detail
• Foundational understanding of corporate governance and compliance frameworks
• Excellent verbal and written communication skills
• Good drafting and documentation skills
• Strong learning agility and teamwork
• Good interpersonal relationship skills and the ability to network.