Risk & Compliance Officer at SENCE Nigeria

Job Description

We are looking for an experienced Risk & Compliance Officer for a newly set-up Asset Management company. The responsibilities of the role include:

• Ensuring that all investments are within the risk tolerance set for the specific portfolios (or  within the guidelines of the Trust Deed for registered Collective Investment Funds)
• Monitoring client deposits for compliance with anti-money laundering rules 
• Sending out periodic AML/CFT reports and preparing periodic SEC returns •
• Ensuring zero regulatory infractions and fines 
• Reviewing internal processes to match changes in rules and regulations
• Overseeing compliance with company’s internal processes and policies
• Preparing monthly Risk Management & Compliance report 
• Liaising with regulators SEC/NSE/NFIU/EFCC 
• Reviewing of bank reconciliation statements & internal control reports 

Requirements

• Minimum BA/BSc (2nd Class Upper) or HND (Upper Credit) 
• An MBA in a Finance related field and/or professional qualification is an advantage 
• At least 5 years’ experience in risk and compliance in an investment  management company or a bank 
• SEC sponsored individual status is required 
• ​Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU, and  other agencies that regulate the Investment Management Industry.