Daily call-over of all activities in both investment and loans,
Process compliance review
Implement and manage an effective legal compliance program.
Develop and review company policies.
Advise management on the company’s compliance with laws and regulations through detailed reports.
Create and manage effective action plans in response to audit discoveries and compliance violations.
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
Assess company operations to determine compliance risk.
Ensure all employees are educated on the latest regulations and processes.
Resolve employee concerns about legal compliance.
Monitors all operational processes and procedures using a compliance management platform to ensure that the company complies with all legal regulations and ethical standards.
Manages information flow by researching, recording and analysing data and information. With a regular flow of information and conducting compliance risk assessments, they ensure that the business runs smoothly.
Trains and educates staff so that they are informed of any legal changes and updates to compliance guidelines.
Acts as contact person and liaison between department heads and senior management.
Conducts regular assessments to determine whether policies are compliant with the law.
Requirements:
Bachelor’s degree in law, finance, business management, or a related field.
Minimum of 2 years proven experience in a compliance officer role in the finance industry.
Good knowledge of legal requirements, regulations and procedures.
Brilliant oral and written communication skills.
Highly analytical with strong attention to detail.
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Yahoomail