Internal Control Officer at OVERWOOD

Responsibilities:

• Daily call-over of all activities in both investment and loans,
• Process compliance review
• Implement and manage an effective legal compliance program.
• Develop and review company policies.
• Advise management on the company’s compliance with laws and regulations through detailed reports.
• Create and manage effective action plans in response to audit discoveries and compliance violations.
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
• Assess company operations to determine compliance risk.
• Ensure all employees are educated on the latest regulations and processes.
• Resolve employee concerns about legal compliance.
• Monitors all operational processes and procedures using a compliance management platform to ensure that the company complies with all legal regulations and ethical standards.
• Manages information flow by researching, recording and analysing data and information. With a regular flow of information and conducting compliance risk assessments, they ensure that the business runs smoothly.
• Trains and educates staff so that they are informed of any legal changes and updates to compliance guidelines.
• Acts as contact person and liaison between department heads and senior management.
• Conducts regular assessments to determine whether policies are compliant with the law.

Requirements:

• Bachelor’s degree in law, finance, business management, or a related field.
• Minimum of 2 years proven experience in a compliance officer role in the finance industry.
• Good knowledge of legal requirements, regulations and procedures.
• Brilliant oral and written communication skills.
• Highly analytical with strong attention to detail.