Internal Audit & Compliance at CredPal

Purpose Statement

• The Internal Audit & Compliance Manager will play a crucial role in ensuring the companys adherence to internal policies, regulatory requirements, and industry best practices.
• This role involves conducting thorough audits of operational processes, financial transactions, and compliance frameworks, identifying potential risks, and recommending appropriate corrective actions.
• The manager will collaborate closely with various departments to promote a culture of compliance and continuous improvement.

Responsibilities

• Conduct comprehensive internal audits to assess the effectiveness of operational processes, financial controls, and compliance procedures.
• Evaluate and document internal controls, identifying weaknesses, and proposing enhancements to mitigate risks.
• Develop and execute audit plans, schedules, and testing procedures to ensure timely and accurate assessments.
• Collaborate with cross-functional teams to gather and analyze data, ensuring accuracy and completeness during audit processes.
• Prepare detailed audit reports, including findings, recommendations, and action plans for management review.
• Monitor and track the implementation of audit recommendations to ensure timely and effective resolution.
• Stay updated on regulatory changes, industry standards, and best practices to ensure compliance with applicable laws and regulations.
• Assist in the development and maintenance of compliance policies, procedures, and documentation.
• Provide training and guidance to employees on compliance-related matters to promote awareness and understanding.
• Support external audits, regulatory examinations, and inquiries as needed, including data collection and preparation of relevant documentation.
• Participate in special projects and initiatives related to process improvement, risk assessment, and compliance enhancement.
• Foster a culture of compliance by promoting ethical behavior and best practices across the organization.

Requirements

• Bachelors degree in Accounting, Finance, Business Administration, or related field. Masters degree or relevant certifications (e.g., Certified Internal Auditor, Certified Regulatory Compliance Manager) is a plus.
• 5+ years of experience in internal auditing, compliance, or related fields.
• Strong understanding of regulatory requirements, industry standards, and best practices.
• Proficiency in conducting audits, risk assessments, and control evaluations.
• Excellent analytical skills with the ability to identify trends, patterns, and anomalies.
• Effective communication skills, both written and verbal, to convey audit findings and recommendations.
• Detail-oriented with a high level of accuracy and strong organizational skills.
• Proficiency in using audit software, data analysis tools, and Microsoft Office suite.
• Ability to work independently and collaboratively in a team-oriented environment.
• High level of integrity and ethical standards.

Benefits

• Professional development opportunities.
• A collaborative and inclusive work culture that fosters growth and innovation.
• Opportunity to work with cutting-edge products and technologies.
• Supportive and approachable management team dedicated to your success.