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  • Posted: Aug 8, 2025
    Deadline: Not specified
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  • CardinalStone is a full service investment banking firm operating out of Lagos Nigeria. The firm began operations in June 2008 and is currently registered by the Nigerian Securities & Exchange Commission to operate as an Issuing House, Fund Manager and Broker/Dealer. CardinalStone Securities Limited is the licensed Stockbroking subsidiary of CardinalSton...
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    Head of Compliance

    Role Description

    • The Head of Compliance at CardinalStone will oversee and manage compliance programs, ensuring the firm adheres to regulatory, legal, and internal policy requirements.
    • This full-time role involves developing and implementing compliance policies, conducting audits, and ensuring the firm complies with Nigerian and international regulations.
    • The role also includes managing relationships with regulatory bodies and providing training to staff on compliance matters. This is an on-site role, located in Lagos State, Nigeria.

    Qualifications

    • Compliance Management and Legal Compliance skills
    • Regulatory Compliance and knowledge of Regulations
    • Strong Analytical Skills
    • Excellent written and verbal communication skills
    • Experience in the financial services industry is a plus
    • Bachelor’s degree in Law, Finance, Business Administration, or a related field; relevant professional certifications are an advantage
    • Ability to work independently and as part of a team

    Check how your CV aligns with this job

    Method of Application

    Send in your application to cplhumanrrsource@cardinalstone.com

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