Head, Audit and Compliance at a Financial Institution

Job Summary

We seek the services of an experienced professional to work with us as Head, Audit and Compliance.
The Head, Audit and Compliance will provide strategic leadership and oversight of the Bank's internal audit and compliance functions, ensuring effective internal controls, risk management, regulatory compliance, and adherence to approved policies and procedures.

Key Responsibilities

• Develop and implement the Bank's internal audit and compliance strategy, policies, and annual work plans.
• Lead risk-based internal audits and ensure timely reporting of findings and recommendations.
• Evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes.
• Monitor compliance with regulatory requirements, statutory obligations, and internal policies.
• Identify control gaps, compliance breaches, and emerging risks, and recommend appropriate corrective actions.
• Follow up on audit findings and ensure the timely implementation of agreed recommendations.
• Provide periodic audit, compliance, and risk reports to Executive Management and the Board.
• Liaise with regulators, external auditors, and other relevant stakeholders on audit and compliance matters.
• Promote a strong culture of compliance, accountability, and ethical conduct across the Bank.
• Lead, supervise, and develop the Audit and Compliance team.

Qualifications & Experience

• Bachelor's degree in Accounting, Finance, Banking and Finance, Economics, or a related field.
• ACA, ACCA, CIA, CISA, or other relevant professional qualification is required.
• Master's degree is an added advantage.
• Minimum of 7 years' relevant experience, including experience in audit, compliance, risk management, or internal control within a financial institution.
• Strong knowledge of internal audit practices, regulatory compliance, risk management, and corporate governance.
• Experience in banking, microfinance, fintech, or another regulated financial institution will be an added advantage.

Core Competencies

• Strong knowledge of audit, compliance, risk management, and internal controls.
• Excellent analytical, investigative, and problem-solving skills.
• Strong understanding of regulatory and statutory requirements.
• High level of integrity, independence, objectivity, and professional judgment.
• Excellent report writing, communication, and stakeholder-management skills.
• Strong leadership and team management abilities.
• Attention to detail and ability to identify and mitigate risks effectively.

What You Can Expect

• Competitive remuneration
• Leadership and career growth opportunities
• Performance-driven and collaborative work environment
• Opportunity to strengthen corporate governance, risk management, and regulatory compliance
• Opportunity to contribute to financial inclusion and sustainable economic impact