Compliance Officer at Spok Capital Limited

JOB DESCRIPTION 

• Preserve the company's integrity by making sure it stays on a lawful and ethical course 
• Develop and oversee control systems to prevent or deal with violations of legal, regulatory guidelines and internal policies
• Evaluate the efficiency of control systems and improve them continuously 
• Prepare regulatory reports in a timely manner and interact with regulators on compliance issues.
• Revise procedures and reports periodically to identify hidden risks or non-conformity issues.
• Draft, modify and implement company policies.
• Collaborate with corporate counsels and other departments to monitor enforcement of standards and regulations 
• Assess the business's future ventures to identify possible compliance risks 
• Review the work of colleagues when necessary to ensure that both regulatory and internal compliance issues are adhered to 
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
• Providing strategic direction to the management team on compliance 
• Preparing and presenting clear and concise compliance reports to the Board.
• Coordinating efforts related to audits, reviews, and examinations 
• Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation 
• Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
• Independently investigate and act on matters related to compliance
• Work with the Company secretary and legal counsels on matters related to board governance and other board related issues