Assistant Compliance Officer at ARM Hold Co.

Job Summary

• Role will be primarily responsible for: Periodic reviews of legal documentation and legislation/regulations impacting the company’s operations - developing compliance monitoring plans to address areas of key risks as identified

Principal Duties and Responsibilities

• Negotiation, drafting and implementation of the terms of agreements in all business contracts and agreements.
• Legal advisory on contracts, Masters Service Agreements, and Service Level Agreements.
• Liaison with service providers, external legal advisers, and government agencies.
• Regulatory reporting and SLA Monitoring
• Liaison with all regulatory bodies as well as maintaining relationships with relevant legal bodies and trade associations.
• Ensuring compliance with all relevant regulations by National Pension Commission and other relevant regulatory agencies.
• Supporting the implementation of the Anti-Money Laundering policy, governance frameworks and the overall execution of financial returns rendition to the Financial Intelligence Unit.
• Preparing the Compliance Grid detailing legislation and regulations impacting the Company’s operations
• Developing and implementation of compliance risk management plans
• Continual compliance risk assessment of company practices together with the development of internal policies and procedures, compliance training and protocols
• Monitoring, creating awareness and review of Compliance Policies
• Tracking/Logging all compliance related correspondence between the stakeholders i.e. PenCom, the Client, and the Company.
• Review of client benefit payments & Compliance Report Monitoring
• Following up on the progress of implementation of recommendations and commitments to National Pension Commission and other regulators.