Internal Auditor at First Ally

Details

• Our company is searching for a motivated and experienced Internal Control and Compliance Officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.
• The ideal candidate will be professional, highly-analytical, and possess excellent written, mathematical and verbal communication skills. To prosper in this role, you should be fluent in risk management and our industry’s principles.

Responsibilities

• Implement and manage an effective legal compliance program.
• Develop and review company policies.
• Advise management on the company’s compliance with laws and regulations through detailed reports.
• Create and manage effective action plans in response to audit discoveries and compliance violations.
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk.
• Assess company operations to determine compliance risk.
• Ensure all employees are educated on the latest regulations and processes.
• Resolve employee concerns about legal compliance.
• Monitoring compliance to company’s policies and procedures for operational activities.
• Ensures operational efficiency is achieved and improved upon.
• Conducting review of transactions by assessing risk and compliance with financial regulations.
• responsible for enforcing the internal control policies of the firm and monitoring of compliance with the policies and regulatory compliance at Branches of the Bank

Requirements

• Bachelor's degree in Accounting.
• Chartered Accountant
• 5 -7 years’ proven experience in a compliance officer role in Investment or Financial sector.
• Good knowledge of auditing requirements and procedures.
• Brilliant oral and written communication skills.