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  • Posted: Aug 20, 2018
    Deadline: Not specified
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    AXA Mansard is a member of the AXA Group, the worldwide leader in insurance and asset management with 157,000 employees serving 103 million clients in 59 countries. The group is a conglomerate of independently run businesses, operated according to the laws and regulations of many different countries. Despite being written in upper case, "AXA" is no...
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    Head, Compliance

    Job Objectives:

    • To ensure compliance with the provisions for the Pension Reform Act, 2014
    • To ensure compliance with all rules, guidelines, circulars and codes issued by the National Pension Commission (PenCom or the Commission).
    • To ensure compliance with all the firm’s internal rules and policies

    Key Responsibilities and Accountabilities

    • Measurement of compliance risk (using performance indicators) and the use of such measurements to enhance compliance risk assessment.
    • Conducting quarterly compliance surveys.
    • Monitoring the whistle-blowing process.
    • Managing the Internal Communication platform.
    • Liaising with regulators
    • Prevention of money laundering & Terrorism Financing in the system
    • Advise/educate on AML/CFT awareness, detection methods and reporting requirements.
    • Ensure prompt and accurate rendition of relevant returns in line with regulatory requirements and international best practices.
    • Liaison with the various relevant regulatory bodies on money laundering matters.
    • Engendering the maintenance of adequate and complete documentation in line with know your customer / client familiarity index
    • Creation and maintenance of awareness on money laundering matters in the Company.
    • Review of audit report
    • Review of International Blacklists
    • Ensure Maintenance of proper record keeping within the organisation
    • Creation and maintenance of awareness on Money Laundering / Terrorism Financing matters in the Company
    • Monitoring of transactions to ensure detection of unusual transactions
    • Preliminary investigation of unusual transactions
    • Prevent, detect and report on money laundering and terrorist financing incidents
    • Ensuring an effective AML Compliance Program is in place
    • Responsible for Liaising with relevant national AML authorities
    • Immediate reporting (within 24 hours) of AML/CFT issues that will have a material impact to the Group Anti-Money Laundering Officer (GAMLO)
    • The AMLO is required to make an annual report on AML/CTF activity to the CEO, audit committee members and the Group Anti-Money Laundering Officer (GAMLO).
    • Review of Sanctions list (including AXA Group Restricted List)
    • Reporting on sanctioned countries and Individuals

    Required Skills and Competencies

    • Relevant first degree or its equivalent or professional qualification in Accounting, Actuarial Science, Auditing, Finance, Economics, Commerce, Law, or in any other numerate or semi-numerate field.
    • A minimum of 10 years post-call experience, of which at least 4 must have been in management capacity.
    • Good understanding of financial records and relevant regulatory requirements.
    • Computer Literate.
    • High level of Integrity.
    • Strong oral and written communication ability.
    • Good interpersonal skills and team player.
    • Committed to self-development.
    • Ability to interpret and apply legislation, regulations, guidelines and other regulatory requirements.
    • In-depth knowledge of PRA 2014 and operations.
    • Sound business judgement and ability to proactively look at markets and regulatory trends.

    Method of Application

    Note: Position clearly stated

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