Head of Compliance at Aldelia Group

Job Description

• The Head, Compliance is expected to provide an effective compliance risk management framework and appropriately resourced specialized regulatory compliance support to the company.
• The role reports to the GMD

Responsibilities

• Establish and continuously improve a consistent Compliance operating framework for the identification, management, monitoring and reporting of Compliance risks and issues with the aim to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Compliance Program whilst ensuring that the operating framework meets internal and statutory requirements.
• Identifies potential areas of compliance vulnerability and risk; develops / implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.

Requirements

• Minimum 12 years progressive work experience in Compliance, Risk Management and Audit, garnered from reputable companies in the financial industry or audit practice.
• Proven ability to lead and engage with Executive Management and Regulators (SEC/NSE/CBN/FRC)
• Strong working knowledge of the compliance risks associated with the financial service business units / products and service mix and a track record of partnering with business management to implement effective compliance programs